Brown Advisory Limited

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

  Web

  https://www.brownadvisory.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keryn Brock

  IRN KXB01737

  • CF30 Customer (26 Nov 2012 to 8 Dec 2019)
• Logie Charles Lloyd Fitzwilliams

  IRN LCF01016

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (18 Mar 2008 to 20 Jan 2012)
  • CF1 Director (18 Mar 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Mar 2008 to 20 Jan 2012)
  • CF30 Customer (18 Mar 2008 to 8 Dec 2019)
• Lydia Caroline Johnson

  IRN LCK01015

  • CF30 Customer (27 Jan 2015 to 16 Jun 2017)
• Matthew Leary

  IRN MAL01144

  • CF30 Customer (22 Apr 2014 to 1 Jun 2017)
• Michael David Hankin

  IRN MDH01130

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Apr 2025)
  • CF1 Director (18 Mar 2008 to 8 Dec 2019)
  • CF3 Chief Executive (18 Mar 2008 to 8 Dec 2019)
• Michael Francis Dillon

  IRN MFD01014

  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
• Michael Heap

  IRN MXH03405

  • [FCA CF] Client dealing (since 3 Mar 2026)
  • [FCA CF] Material risk taker (since 3 Mar 2026)
• Nicholas Charles Ronald Andjel

  IRN NCA01030

  • 14. Managing investments
  • [FCA CF] Significant management (since 6 Jun 2025)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
• Nicholas Christian Stafford Taylor

  IRN NCT01051

  • 14. Managing investments
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
• Nicholas Saunders Kirrage

  IRN NSK01014

  • [FCA CF] Client dealing (since 10 Mar 2026)
  • [FCA CF] Material risk taker (since 10 Mar 2026)

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