Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Significant management (since 6 Jun 2025)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
    • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (26 Nov 2012 to 28 Jul 2016)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (31 May 2011 to 19 Nov 2012)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (27 Jul 2010 to 27 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.