Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Brown Advisory Limited
FRN 475370
- 14. Managing investments
- [FCA CF] Significant management (since 6 Jun 2025)
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
- CF30 Customer (15 Aug 2016 to 8 Dec 2019)
-
- CF30 Customer (26 Nov 2012 to 28 Jul 2016)
-
- CF30 Customer (31 May 2011 to 19 Nov 2012)
-
- CF30 Customer (27 Jul 2010 to 27 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.