Brown Advisory Limited

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

  Web

  https://www.brownadvisory.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Olivia Charlotte Burke

  IRN OXB00146

  • 14. Managing investments
  • [FCA CF] Client dealing (since 20 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2023)
• Patrick John Aylwin

  IRN PXA00076

  • [FCA CF] Client dealing (since 28 May 2025)
• Peter Antony Cawston

  IRN PAC01244

  • [FCA CF] Material risk taker (18 Mar 2021 to 31 Dec 2021)
  • [FCA CF] Client dealing (18 Mar 2021 to 31 Dec 2021)
  • CF30 Customer (30 Apr 2018 to 8 Dec 2019)
• Peter Charles Curteis

  IRN PCC01088

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
• Peter Glyn Charteris Mallinson

  IRN PGM01061

  • Director of firm who is not a certification employee or a SMF manager (since 12 Jan 2022)
  • CF2 Non Executive Director (19 Sep 2014 to 8 Dec 2019)
• Poppy Elizabeth Maltby

  IRN PXM00559

  • [FCA CF] Client dealing (28 Dec 2022 to 12 Apr 2024)
• Priyanka Agnihotri

  IRN PXA01478

  • [FCA CF] Client dealing (since 22 Sep 2021)
  • [FCA CF] Material risk taker (since 22 Sep 2021)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
• Quintin Michael Jonathan Ings-Chambers

  IRN QMI01001

  • 14. Managing investments
  • SMF3 Executive Director (since 13 Jan 2025)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • [FCA CF] Significant management (18 Mar 2021 to 6 Jun 2025)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Richard Martin Thomason

  IRN RMT01076

  • SMF3 Executive Director (since 23 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (11 Jun 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jun 2015 to 8 Dec 2019)
• Rosanna Ayda Arikoglu

  IRN RAA01131

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 27 May 2021)
  • [FCA CF] Client dealing (since 27 May 2021)

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