Brown Advisory Limited

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

  Web

  https://www.brownadvisory.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442033018746

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rupert Henry Brandt

  IRN RHB01026

  • [FCA CF] Material risk taker (18 Mar 2021 to 31 Dec 2021)
  • [FCA CF] Client dealing (18 Mar 2021 to 31 Dec 2021)
  • CF30 Customer (30 Apr 2018 to 8 Dec 2019)
• Ryan Myerberg

  IRN RSM01126

  • [FCA CF] Client dealing (since 22 Sep 2021)
  • [FCA CF] Material risk taker (since 22 Sep 2021)
• Shannon Pierce

  IRN SXP01015

  • SMF3 Executive Director (since 17 Dec 2024)
• Simon David Peck

  IRN SDP01068

  • Director of firm who is not a certification employee or a SMF manager (since 22 Sep 2021)
  • CF30 Customer (4 Jan 2013 to 30 Apr 2019)
• Tessa Douglas Pilkington

  IRN TDP01027

  • 14. Managing investments
  • [FCA CF] Client dealing (since 27 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
• Walter Gervase Beckett

  IRN WGB01032

  • CF30 Customer (10 Aug 2015 to 8 Dec 2019)
• William Mathews

  IRN WXM01464

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
• YunLong Hou

  IRN YXH01181

  • [FCA CF] Material risk taker (since 22 Sep 2021)
  • [FCA CF] Client dealing (since 22 Sep 2021)

No changes recorded yet.