Tessa Douglas Pilkington

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brown Advisory Limited
FRN 475370
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
- [FCA CF] Client dealing (since 27 Jan 2025)
AlTi RE Limited (no longer approved here)
FRN 582903
- CF1 Director (AR) (5 Jun 2023 to 24 Apr 2024)
- CF30 Customer (12 Jan 2023 to 24 Apr 2024)
AlTi Strategic Advisory (UK) Limited (no longer approved here)
FRN 824598
- (14)Employed By (12 Jan 2023 to 24 Apr 2024)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- CF30 Customer (1 Oct 2012 to 26 Nov 2014)
RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 144266
- CF30 Customer (17 Sep 2012 to 26 Nov 2014)

Updates to this individual's record on the FCA register.

23 hours ago
controlled function removed: Employed By at AlTi Strategic Advisory (UK) Limited
23 hours ago
controlled function added: (14)Employed By at AlTi Strategic Advisory (UK) Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.