Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brown Advisory Limited
FRN 475370
- [FCA CF] Client dealing (since 22 Sep 2021)
- [FCA CF] Material risk taker (since 22 Sep 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Mar 2021)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (30 May 2017 to 13 Feb 2019)
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- CF30 Customer (28 Oct 2010 to 14 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.