Simon David Peck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brown Advisory Limited
FRN 475370
- Director of firm who is not a certification employee or a SMF manager (since 22 Sep 2021)
- CF30 Customer (4 Jan 2013 to 30 Apr 2019)
Stonehage Fleming Advisory Limited (no longer approved here)
FRN 194929
- CF1 Director (12 Mar 2012 to 5 Nov 2012)
Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF3 Chief Executive (27 Feb 2012 to 5 Nov 2012)
- CF30 Customer (1 Nov 2007 to 5 Nov 2012)
- CF27 Investment Management (5 Aug 2004 to 31 Oct 2007)
- CF1 Director (5 Aug 2004 to 5 Aug 2004)
abrdn Life and Pensions Limited (no longer approved here)
FRN 187323
- CF1 Director (22 May 2002 to 10 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.