Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brown Advisory Limited
FRN 475370
- 14. Managing investments
- SMF3 Executive Director (since 13 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Significant management (18 Mar 2021 to 6 Jun 2025)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
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- CF30 Customer (2 Jun 2011 to 25 Nov 2012)
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- CF30 Customer (13 Aug 2008 to 27 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.