Peter Charles Curteis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brown Advisory Limited
FRN 475370
- [FCA CF] Client dealing (since 18 Mar 2021)
- CF30 Customer (19 Jun 2017 to 8 Dec 2019)
BARINGS (U.K.) LIMITED (no longer approved here)
FRN 194662
- CF30 Customer (30 Apr 2014 to 28 Apr 2017)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF30 Customer (28 Oct 2012 to 12 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.