Peter Glyn Charteris Mallinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brown Advisory Limited

    FRN 475370

    • Director of firm who is not a certification employee or a SMF manager (since 12 Jan 2022)
    • CF2 Non Executive Director (19 Sep 2014 to 8 Dec 2019)
  • ROSEMOOR CAPITAL MANAGEMENT LLP (no longer approved here)

    FRN 446173

    • CF30 Customer (1 Nov 2007 to 15 Mar 2016)
    • CF10 Compliance Oversight (11 Apr 2006 to 11 Aug 2009)
    • CF8 Apportionment and Oversight (11 Apr 2006 to 31 Oct 2007)
    • CF4 Partner (11 Apr 2006 to 18 Sep 2013)
    • CF11 Money Laundering Reporting (11 Apr 2006 to 11 Aug 2009)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.