ROSEMOOR CAPITAL MANAGEMENT LLP

Date authorised
1 April 2013
Companies House
OC313492
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22a St James's Square
    London
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +442078400001
    Web
    https://www.rosemoorcapital.com

  • Complaints Contact

    Pall Mall Commercial Ltd
    22A St. James's Square
    London
    Westminster
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +442078400001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . CDK Group UK Limited

    IRN XXC01051

    • SMF27 Partner (9 Dec 2019 to 12 Jul 2023)
    • CF4 Partner (11 Apr 2006 to 8 Dec 2019)
  • Edward Norton Poulter

    IRN ENP01004

    • CF30 Customer (30 Aug 2011 to 19 Sep 2013)
  • Gaylord Tafadzwa Nyamayi

    IRN GTN00004

    • CF4 Partner (2 Sep 2009 to 1 Apr 2011)
    • CF10 Compliance Oversight (2 Sep 2009 to 1 Apr 2011)
    • CF11 Money Laundering Reporting (2 Sep 2009 to 1 Apr 2011)
    • CF30 Customer (2 Sep 2009 to 1 Apr 2011)
  • John Patrick Richard Alexander

    IRN JPA01063

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jul 2023)
    • CF10 Compliance Oversight (20 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 May 2014 to 8 Dec 2019)
  • Peter Glyn Charteris Mallinson

    IRN PGM01061

    • CF30 Customer (1 Nov 2007 to 15 Mar 2016)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (11 Apr 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (11 Apr 2006 to 11 Aug 2009)
    • CF4 Partner (11 Apr 2006 to 18 Sep 2013)
    • CF10 Compliance Oversight (11 Apr 2006 to 11 Aug 2009)
  • Peter Herbert Chapman

    IRN PHC01063

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (10 May 2011 to 8 Dec 2019)
    • CF4 Partner (10 May 2011 to 8 Dec 2019)
  • Timothy David William Voake

    IRN TXV09157

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2023)
    • SMF16 Compliance Oversight (since 8 Dec 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
    • CF4 Partner (20 Dec 2018 to 8 Dec 2019)
  • Umar Safdar Ali Khan

    IRN USK01002

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.