Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ROSEMOOR CAPITAL MANAGEMENT LLP
FRN 446173
- SMF16 Compliance Oversight (since 8 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2023)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (20 Dec 2018 to 8 Dec 2019)
- CF4 Partner (20 Dec 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.