Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROSEMOOR CAPITAL MANAGEMENT LLP (no longer approved here)

    FRN 446173

    • CF10 Compliance Oversight (2 Sep 2009 to 1 Apr 2011)
    • CF11 Money Laundering Reporting (2 Sep 2009 to 1 Apr 2011)
    • CF30 Customer (2 Sep 2009 to 1 Apr 2011)
    • CF4 Partner (2 Sep 2009 to 1 Apr 2011)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF21 Investment Adviser (9 Sep 2004 to 13 Oct 2006)
    • CF27 Investment Management (9 Sep 2004 to 7 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.