Michael Francis Dillon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brown Advisory Limited
FRN 475370
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Material risk taker (since 18 Mar 2021)
- CF30 Customer (5 Dec 2014 to 8 Dec 2019)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (6 Aug 2010 to 17 Jan 2011)
Arete Research Services LLP (no longer approved here)
FRN 219841
- CF4 Partner (4 Apr 2003 to 1 Aug 2005)
- CF21 Investment Adviser (5 Dec 2002 to 1 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.