Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Brown Advisory Limited
FRN 475370
- [FCA CF] Client dealing (since 10 Mar 2026)
- [FCA CF] Material risk taker (since 10 Mar 2026)
-
- [FCA CF] Material risk taker (26 Sep 2022 to 31 Jul 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jul 2025)
- [FCA CF] Client dealing (1 Oct 2020 to 31 Jul 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (22 Dec 2004 to 2 Aug 2006)
-
- [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jul 2025)
- [FCA CF] Client dealing (1 Oct 2020 to 31 Jul 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (22 Dec 2004 to 2 Aug 2006)
-
- [FCA CF] Material risk taker (1 Oct 2020 to 31 Jul 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.