Alexander Charles Bottenheim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brown Advisory Limited

    FRN 475370

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 27 May 2021)
    • [FCA CF] Client dealing (since 27 May 2021)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2021)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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