Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brown Advisory Limited
FRN 475370
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Material risk taker (since 18 Mar 2021)
- CF30 Customer (30 Nov 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Aug 2015)
- CF27 Investment Management (3 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.