Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Rubin Gornall

  IRN ARG01140

  • CF30 Customer (10 Apr 2014 to 24 Sep 2014)
• Alan Stephen Jones

  IRN ASJ01024

  • [FCA CF] Client dealing (since 18 Jul 2022)
• Alastair Caw

  IRN AJC01200

  • [FCA CF] Client dealing (18 Jul 2022 to 4 Aug 2023)
  • [FCA CF] Significant management (18 Jul 2022 to 17 Oct 2022)
• Alex Arnold

  IRN AXA00148

  • [FCA CF] Material risk taker (11 Mar 2024 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (8 Feb 2023 to 30 Sep 2024)
  • [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2024)
• Alexander King

  IRN AXK01155

  • [FCA CF] Material risk taker (since 19 Nov 2025)
  • [FCA CF] Client dealing (since 19 Nov 2025)
• Alfred Staley

  IRN AXS00074

  • CF1 Director (1 Dec 2001 to 10 May 2017)
• Allison Gill

  IRN AXG00817

  • [FCA CF] Client dealing (24 Oct 2023 to 24 Mar 2026)
• Andrea Watts

  IRN AXW00610

  • [FCA CF] Client dealing (since 27 Mar 2026)
  • [FCA CF] Client dealing (14 Jul 2022 to 8 Mar 2024)
• Andrew Shaw

  IRN AXS01414

  • [FCA CF] Client dealing (11 Jan 2023 to 24 Mar 2026)
• Andrew Staley

  IRN AXS01377

  • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 24 May 2021)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Nov 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 18 Nov 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)

No changes recorded yet.