Alastair Caw

• INVESTMENT FUND SERVICES LIMITED (no longer approved here)

  FRN 464193

  • [FCA CF] Client dealing (9 Mar 2023 to 4 Aug 2023)
• GRAPHENE PLATFORMS LIMITED (no longer approved here)

  FRN 756360

  • [FCA CF] Client dealing (2 Feb 2023 to 4 Aug 2023)
• Marlborough Investment Management Limited (no longer approved here)

  FRN 115231

  • [FCA CF] Significant management (18 Jul 2022 to 17 Oct 2022)
  • [FCA CF] Client dealing (18 Jul 2022 to 4 Aug 2023)
• Threadneedle Asset Management Limited (no longer approved here)

  FRN 122194

  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2021)
• Threadneedle International Limited (no longer approved here)

  FRN 143014

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2021)
• UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

  FRN 114627

  • CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2003)

No changes recorded yet.