Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • [FCA CF] Material risk taker (11 Mar 2024 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (8 Feb 2023 to 30 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2024)
  • INVESTMENT FUND SERVICES LIMITED (no longer approved here)

    FRN 464193

    • [FCA CF] Material risk taker (11 Mar 2024 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2023 to 30 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2024)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Material risk taker (11 Mar 2024 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (10 Feb 2023 to 30 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.