Marlborough Investment Management Limited

Date authorised
1 April 2013
Companies House
01947598
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marlborough House
    59 Chorley New Road
    Bolton
    Bolton
    BL1 4QP
    UNITED KINGDOM
    Phone
    +441283249853
  • Complaints Contact

    Marlborough House
    59 Chorley New Road
    Bolton
    Bolton
    BL1 4QP
    UNITED KINGDOM
    Phone
    +441283249853

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Houghton

    IRN AXH01276

    • [FCA CF] Material risk taker (1 Mar 2025 to 3 Mar 2026)
    • [FCA CF] Significant management (1 Mar 2025 to 3 Mar 2026)
  • Ben Jones

    IRN BXJ00107

    • [FCA CF] Client dealing (17 Oct 2022 to 11 Jun 2024)
  • Benjamin Turner

    IRN BXT00518

    • [FCA CF] Client dealing (since 26 Mar 2026)
  • Caroline Hawkes

    IRN CXH00119

    • [FCA CF] Significant management (21 Apr 2020 to 20 Oct 2022)
  • Catriona Joanna Inglis

    IRN CXI00066

    • [FCA CF] Client dealing (since 13 Nov 2025)
  • Ceryl Gordon Johns

    IRN CGJ00002

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2006)
  • Chris Young

    IRN CXY00016

    • [FCA CF] Significant management (9 Dec 2019 to 27 Aug 2021)
  • Christopher Hughes

    IRN CXH00700

    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Craig McPherson​

    IRN CXM01083

    • [FCA CF] Client dealing (since 26 Jun 2024)
  • Daniel Craig Fox

    IRN DCF01014

    • [FCA CF] Material risk taker (21 Sep 2022 to 31 Jan 2024)
    • [FCA CF] Significant management (26 Nov 2021 to 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (26 Nov 2021 to 21 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

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