Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel James Knight

  IRN DXK00318

  • [FCA CF] Material risk taker (since 22 Nov 2024)
  • [FCA CF] Manager of certification employee (since 4 Aug 2023)
  • [FCA CF] Client dealing (since 4 Aug 2023)
  • [FCA CF] Significant management (4 Aug 2023 to 8 Mar 2024)
• Daniel James Rowland

  IRN DJR01152

  • CF30 Customer (13 May 2008 to 15 Sep 2011)
• Daniel Lean

  IRN DRL00019

  • [FCA CF] Client dealing (14 Jul 2022 to 8 Mar 2024)
  • [FCA CF] Manager of certification employee (14 Jul 2022 to 8 Mar 2024)
  • [FCA CF] Significant management (2 Nov 2021 to 6 Oct 2022)
  • [FCA CF] Material risk taker (2 Nov 2021 to 14 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (13 May 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)
• David Anslow

  IRN DXA00028

  • [FCA CF] Client dealing (19 Oct 2022 to 14 Feb 2023)
  • [FCA CF] Material risk taker (2 Nov 2021 to 1 Mar 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2022)
  • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
• David Kiddie

  IRN DGK01013

  • SMF9 Chair of the Governing Body (since 17 Jan 2023)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jul 2022)
• David Meredith

  IRN DXM00220

  • [FCA CF] Manager of certification employee (since 20 Mar 2026)
  • [FCA CF] Material risk taker (since 20 Nov 2024)
  • [FCA CF] Significant management (since 29 Jul 2021)
• Dominique Clarke

  IRN DXC02190

  • SMF1 Chief Executive (since 1 Jan 2026)
  • SMF3 Executive Director (since 30 Jan 2023)
  • [FCA CF] Material risk taker (18 Jul 2022 to 2 Feb 2023)
  • [FCA CF] Manager of certification employee (18 Jul 2022 to 2 Feb 2023)
  • [FCA CF] Significant management (29 Jul 2021 to 2 Feb 2023)
• Edward Kennedy

  IRN EXK01140

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
  • [FCA CF] Client dealing (since 17 Sep 2024)
  • [FCA CF] Material risk taker (since 17 Sep 2024)
  • [FCA CF] Manager of certification employee (since 17 Sep 2024)
• Geoff Hitchin

  IRN GRH01079

  • [FCA CF] Significant management (26 Nov 2021 to 8 Sep 2022)
  • [FCA CF] Functions requiring qualifications (26 Nov 2021 to 8 Sep 2022)
• George Goodall

  IRN GXG00192

  • [FCA CF] Manager of certification employee (since 14 Feb 2023)
  • [FCA CF] Client dealing (since 14 Jul 2022)

No changes recorded yet.