Daniel Lean

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVESTMENT FUND SERVICES LIMITED (no longer approved here)

    FRN 464193

    • [FCA CF] Functions requiring qualifications (10 Mar 2023 to 8 Mar 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2023 to 8 Mar 2024)
    • [FCA CF] Material risk taker (10 Mar 2023 to 8 Mar 2024)
    • [FCA CF] Client dealing (10 Mar 2023 to 8 Mar 2024)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Client dealing (2 Feb 2023 to 8 Mar 2024)
    • [FCA CF] Manager of certification employee (2 Feb 2023 to 8 Mar 2024)
    • [FCA CF] Functions requiring qualifications (2 Feb 2023 to 8 Mar 2024)
  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • [FCA CF] Manager of certification employee (14 Jul 2022 to 8 Mar 2024)
    • [FCA CF] Client dealing (14 Jul 2022 to 8 Mar 2024)
    • [FCA CF] Significant management (2 Nov 2021 to 6 Oct 2022)
    • [FCA CF] Material risk taker (2 Nov 2021 to 14 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (13 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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