Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Georgina Hooper-Keeley

  IRN GXH00394

  • [FCA CF] Client dealing (since 24 Oct 2023)
• Graeme Robert Pollok

  IRN GRP01029

  • SMF16 Compliance Oversight (17 Mar 2022 to 12 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 12 Apr 2023)
• Gregory James Bennett

  IRN GJB01096

  • CF30 Customer (13 Mar 2008 to 7 Sep 2011)
• Gurjit Soggi

  IRN GSS01037

  • [FCA CF] Significant management (2 Nov 2021 to 14 Jul 2022)
  • [FCA CF] Material risk taker (2 Nov 2021 to 9 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Helen Elizabeth Derbyshire

  IRN HED01016

  • [FCA CF] Material risk taker (since 11 Mar 2024)
  • [FCA CF] Significant management (since 11 Mar 2024)
• Helen Louise Redmond

  IRN HLR01014

  • [FCA CF] Manager of certification employee (since 31 Jul 2025)
  • [FCA CF] Significant management (since 1 Mar 2025)
  • [FCA CF] Material risk taker (since 1 Mar 2025)
• Helen Reddin

  IRN HXR00031

  • [FCA CF] Significant management (9 Dec 2019 to 2 Nov 2021)
• Ian Bingham

  IRN IXB00122

  • [FCA CF] Material risk taker (since 11 Mar 2024)
  • [FCA CF] Significant management (since 8 Jun 2021)
• James David Athey

  IRN JDA01075

  • [FCA CF] Manager of certification employee (since 19 Jun 2024)
  • [FCA CF] Material risk taker (since 19 Jun 2024)
  • [FCA CF] Client dealing (since 19 Jun 2024)
• James Milward

  IRN JXM04279

  • [FCA CF] Client dealing (since 12 May 2025)

No changes recorded yet.