Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Patrick Walkin

  IRN JPW01201

  • [FCA CF] Client dealing (since 11 Mar 2024)
• Jing Liang

  IRN JXL01628

  • [FCA CF] Significant management (26 Nov 2021 to 8 Sep 2022)
  • [FCA CF] Functions requiring qualifications (26 Nov 2021 to 8 Sep 2022)
  • CF30 Customer (1 Jul 2015 to 6 Sep 2016)
• Joanne Williams

  IRN JXW00858

  • [FCA CF] Material risk taker (since 20 Mar 2026)
  • [FCA CF] Significant management (since 9 Mar 2023)
• John Hartwell

  IRN JXH01084

  • [FCA CF] Client dealing (15 Mar 2023 to 8 Mar 2024)
• Keith Ounsworth

  IRN KXO01038

  • CF1 Director (1 Dec 2001 to 28 Feb 2011)
• Kelly Prior

  IRN KXP01129

  • [FCA CF] Material risk taker (since 1 Mar 2025)
  • [FCA CF] Client dealing (1 Mar 2025 to 3 Mar 2026)
• Kerri Ann Burden

  IRN KXB00090

  • [FCA CF] Client dealing (10 Feb 2020 to 16 Feb 2022)
• Kerry Tanfield

  IRN KXT00249

  • [FCA CF] Significant management (31 Jul 2023 to 23 Aug 2024)
• Kevin Addison

  IRN KXA00134

  • [FCA CF] Material risk taker (since 22 Nov 2024)
  • [FCA CF] Manager of certification employee (since 9 Aug 2023)
  • [FCA CF] Client dealing (since 9 Aug 2023)
• Kim Joanne Cooling

  IRN KJC01122

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2021 to 21 Mar 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Mar 2022)
  • CF10 Compliance Oversight (26 Sep 2008 to 8 Dec 2019)

No changes recorded yet.