Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kris Nuttall

  IRN KXN00028

  • [FCA CF] Material risk taker (since 11 Mar 2024)
  • [FCA CF] Significant management (since 29 Jul 2021)
• Leah Barnett

  IRN LXB00459

  • [FCA CF] Client dealing (since 14 Jul 2022)
• Linda Ferguson Johnstone

  IRN LFM01022

  • [FCA CF] Manager of certification employee (6 Oct 2022 to 2 Feb 2023)
  • [FCA CF] Client dealing (6 Oct 2022 to 2 Feb 2023)
• Martin Jenkins

  IRN MXJ00473

  • [FCA CF] Client dealing (since 10 Jun 2024)
• Martin John Ratcliffe

  IRN MJR01268

  • [FCA CF] Significant management (4 Nov 2022 to 3 Mar 2026)
  • [FCA CF] Client dealing (4 Nov 2022 to 3 Mar 2026)
  • [FCA CF] Material risk taker (4 Nov 2022 to 3 Mar 2026)
  • [FCA CF] Manager of certification employee (4 Nov 2022 to 3 Mar 2026)
• Massimiliano Walter Alberto Zorza

  IRN MWZ01001

  • SMF3 Executive Director (since 1 Jan 2026)
  • [FCA CF] Material risk taker (2 Feb 2023 to 1 Jan 2026)
  • [FCA CF] Significant management (18 Jul 2022 to 1 Jan 2026)
• Michael John William Donoghue

  IRN MXD00122

  • [FCA CF] Significant management (since 9 Dec 2019)
• Michaela Rayner

  IRN MXR00163

  • [FCA CF] Client dealing (14 Jul 2022 to 31 Jan 2024)
• Michelle Evans

  IRN MXE00044

  • [FCA CF] Significant management (9 Dec 2019 to 23 Sep 2022)
• Nathan Glynn

  IRN NXG00059

  • [FCA CF] Material risk taker (since 11 Mar 2024)
  • [FCA CF] Significant management (since 29 Jul 2021)

No changes recorded yet.