Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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INVESTMENT FUND SERVICES LIMITED
FRN 464193
- SMF1 Chief Executive (since 31 Jul 2025)
- SMF3 Executive Director (since 31 Jul 2025)
- [FCA CF] Manager of certification employee (10 Mar 2023 to 31 Jul 2025)
- [FCA CF] Client dealing (10 Mar 2023 to 2 Mar 2026)
- [FCA CF] Significant management (10 Mar 2023 to 31 Jul 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2025)
- CF1 Director (30 May 2007 to 17 Apr 2012)
- CF8 Apportionment and Oversight (30 May 2007 to 31 Mar 2009)
- CF3 Chief Executive (30 May 2007 to 30 Sep 2010)
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- [FCA CF] Client dealing (4 Nov 2022 to 3 Mar 2026)
- [FCA CF] Manager of certification employee (4 Nov 2022 to 3 Mar 2026)
- [FCA CF] Material risk taker (4 Nov 2022 to 3 Mar 2026)
- [FCA CF] Significant management (4 Nov 2022 to 3 Mar 2026)
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- [FCA CF] Client dealing (4 Nov 2022 to 2 May 2025)
- [FCA CF] Manager of certification employee (4 Nov 2022 to 2 May 2025)
- [FCA CF] Material risk taker (4 Nov 2022 to 2 May 2025)
- [FCA CF] Significant management (20 Oct 2022 to 2 May 2025)
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- CF1 Director (16 Jul 2012 to 1 Apr 2013)
- CF3 Chief Executive (16 Jul 2012 to 1 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.