Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 31 Jul 2025)
    • SMF3 Executive Director (since 31 Jul 2025)
    • [FCA CF] Manager of certification employee (10 Mar 2023 to 31 Jul 2025)
    • [FCA CF] Client dealing (10 Mar 2023 to 2 Mar 2026)
    • [FCA CF] Significant management (10 Mar 2023 to 31 Jul 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2025)
    • CF1 Director (30 May 2007 to 17 Apr 2012)
    • CF8 Apportionment and Oversight (30 May 2007 to 31 Mar 2009)
    • CF3 Chief Executive (30 May 2007 to 30 Sep 2010)
  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • [FCA CF] Client dealing (4 Nov 2022 to 3 Mar 2026)
    • [FCA CF] Manager of certification employee (4 Nov 2022 to 3 Mar 2026)
    • [FCA CF] Material risk taker (4 Nov 2022 to 3 Mar 2026)
    • [FCA CF] Significant management (4 Nov 2022 to 3 Mar 2026)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Client dealing (4 Nov 2022 to 2 May 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2022 to 2 May 2025)
    • [FCA CF] Material risk taker (4 Nov 2022 to 2 May 2025)
    • [FCA CF] Significant management (20 Oct 2022 to 2 May 2025)
  • Fundrock Partners Limited (no longer approved here)

    FRN 469278

    • CF1 Director (16 Jul 2012 to 1 Apr 2013)
    • CF3 Chief Executive (16 Jul 2012 to 1 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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