Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marlborough Investment Management Limited
FRN 115231
- [FCA CF] Material risk taker (since 22 Nov 2024)
- [FCA CF] Client dealing (since 9 Aug 2023)
- [FCA CF] Manager of certification employee (since 9 Aug 2023)
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- [FCA CF] Manager of certification employee (9 Aug 2023 to 2 May 2025)
- [FCA CF] Client dealing (9 Aug 2023 to 2 May 2025)
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- [FCA CF] Client dealing (8 Aug 2023 to 2 Mar 2026)
- [FCA CF] Manager of certification employee (8 Aug 2023 to 2 Mar 2026)
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- [FCA CF] Client dealing (31 Oct 2020 to 17 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.