Helen Elizabeth Derbyshire

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marlborough Investment Management Limited

    FRN 115231

    • [FCA CF] Material risk taker (since 11 Mar 2024)
    • [FCA CF] Significant management (since 11 Mar 2024)
  • INVESTMENT FUND SERVICES LIMITED

    FRN 464193

    • [FCA CF] Material risk taker (since 11 Mar 2024)
    • [FCA CF] Significant management (since 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Oct 2022)
    • CF1 Director (16 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Apr 2013 to 8 Dec 2019)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Material risk taker (11 Mar 2024 to 2 May 2025)
    • [FCA CF] Significant management (11 Mar 2024 to 2 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
    • CF1 Director (3 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.