Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marlborough Investment Management Limited
FRN 115231
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
- [FCA CF] Manager of certification employee (since 17 Sep 2024)
- [FCA CF] Material risk taker (since 17 Sep 2024)
- [FCA CF] Client dealing (since 17 Sep 2024)
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- [FCA CF] Functions requiring qualifications (18 Sep 2018 to 31 May 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 31 May 2024)
- CF30 Customer (2 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 26 Oct 2010)
- CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.