Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
    • [FCA CF] Manager of certification employee (since 17 Sep 2024)
    • [FCA CF] Material risk taker (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 17 Sep 2024)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (18 Sep 2018 to 31 May 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2024)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.