Dominique Clarke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marlborough Investment Management Limited

    FRN 115231

    • SMF1 Chief Executive (since 1 Jan 2026)
    • SMF3 Executive Director (since 30 Jan 2023)
    • [FCA CF] Material risk taker (18 Jul 2022 to 2 Feb 2023)
    • [FCA CF] Manager of certification employee (18 Jul 2022 to 2 Feb 2023)
    • [FCA CF] Significant management (29 Jul 2021 to 2 Feb 2023)
  • INVESTMENT FUND SERVICES LIMITED (no longer approved here)

    FRN 464193

    • SMF3 Executive Director (30 Jan 2023 to 1 Jan 2026)
    • [FCA CF] Significant management (27 May 2021 to 9 Mar 2023)
    • CF10a CASS Oversight function (21 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Manager of certification employee (6 Oct 2022 to 3 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 2 May 2025)
    • CF1 Director (3 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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