Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BORDER TO COAST PENSIONS PARTNERSHIP LIMITED
FRN 800511
- [FCA CF] Material risk taker (since 1 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
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Marlborough Investment Management Limited
FRN 115231
- SMF9 Chair of the Governing Body (since 17 Jan 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jul 2022)
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- Director of firm who is not a certification employee or a SMF manager (12 Mar 2025 to 29 Jul 2025)
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- SMF9 Chair of the Governing Body (1 Jun 2022 to 2 Feb 2023)
- Director of firm who is not a certification employee or a SMF manager (18 Mar 2022 to 1 Jun 2022)
- CF30 Customer (28 Apr 2009 to 1 Apr 2010)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Dec 2021)
- CF2 Non Executive Director (14 Dec 2018 to 8 Dec 2019)
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- (33)Employed By (16 Dec 2017 to 21 Oct 2019)
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- CF30 Customer (16 Dec 2017 to 21 Oct 2019)
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- CF1 Director (22 Jul 2014 to 12 Feb 2016)
- CF3 Chief Executive (22 Jul 2014 to 12 Feb 2016)
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- CF1 Director (21 Nov 2007 to 31 Mar 2008)
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- CF27 Investment Management (17 Feb 2004 to 13 Apr 2007)
- CF14 Risk Assessment (15 Dec 2003 to 26 Jul 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (15 Dec 2003 to 6 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apex Investment Advisers Limited
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controlled function added: (33)Employed By at Apex Investment Advisers Limited