TU Financial Management Services Limited

Date authorised
1 April 2013
Companies House
06555903
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Congress House
    Great Russell Street
    London
    WC1B 3LQ
    UNITED KINGDOM
    Phone
    +442076377116
    Web
    https://www.tufm.co.uk

  • Complaints Contact

    Congress House
    Great Russell Street
    London
    WC1B 3LQ
    UNITED KINGDOM
    Phone
    +442076377116

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Government and public security, Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Debenture, Government and public security, Share, Unit

  • Investment Setup

    For Professional, Debenture, Government and public security, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan David Tuffin

    IRN ADT01052

    • CF2 Non Executive Director (28 Apr 2009 to 1 Apr 2010)
  • Anthony Colin Reed

    IRN ACR01092

    • CF11 Money Laundering Reporting (28 Apr 2009 to 21 Oct 2011)
    • CF10 Compliance Oversight (28 Apr 2009 to 21 Oct 2011)
  • Anthony Martin Grosvenor Christopher

    IRN AMC01133

    • CF2 Non Executive Director (28 Apr 2009 to 19 Oct 2012)
  • Catherine Carberry

    IRN CXC01922

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Mar 2016 to 8 Dec 2019)
  • David Frederick Sachon

    IRN DFS01021

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Jun 2022)
    • CF2 Non Executive Director (28 Apr 2009 to 8 Dec 2019)
  • David Kiddie

    IRN DGK01013

    • SMF9 Chair of the Governing Body (1 Jun 2022 to 2 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (18 Mar 2022 to 1 Jun 2022)
    • CF30 Customer (28 Apr 2009 to 1 Apr 2010)
  • Gerard Joseph Nichols

    IRN GJN01034

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Mar 2016 to 8 Dec 2019)
  • John Hannett

    IRN JXH01923

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Oct 2024)
    • CF2 Non Executive Director (1 Mar 2016 to 8 Dec 2019)
  • John Michael Whelan

    IRN JMW01344

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (30 Nov 2017 to 8 Dec 2019)
  • Leigh James Harrison

    IRN LJH01045

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Mar 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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