Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TU Financial Management Services Limited
FRN 492834
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (1 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (21 Jun 2012 to 30 Jun 2016)
- CF29 Significant management (19 Jan 2011 to 30 Jun 2016)
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- CF29 Significant management (2 Feb 2011 to 11 Jan 2016)
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- CF29 Significant management (2 Feb 2011 to 30 Jun 2016)
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- CF29 Significant management (2 Feb 2011 to 30 Jun 2016)
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- CF29 Significant management (19 Jan 2011 to 30 Jun 2016)
- CF30 Customer (1 Nov 2007 to 30 Jun 2016)
- CF27 Investment Management (13 Feb 2006 to 31 Oct 2007)
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- CF27 Investment Management (17 Dec 2001 to 26 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.