International Asset Management limited

• Principal Place of Business

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402077348488

  Web

  https://www.iam.uk.com

• Complaints Contact

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442077348488

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Heath Dorr

  IRN AXD01273

  • CF1 Director (29 May 2009 to 13 Jul 2009)
  • CF2 Non Executive Director (7 Jul 2008 to 29 May 2009)
• Abbas Alighanbari-Abolvardi

  IRN AXA03073

  • CF30 Customer (21 Jan 2015 to 26 Aug 2015)
• Adriana Ciochon

  IRN AXC00754

  • [FCA CF] Significant management (3 Jan 2023 to 27 Mar 2024)
• Alan Boaz Djanogly

  IRN ABD01013

  • CF1 Director (7 Jul 2008 to 19 Jan 2018)
  • CF30 Customer (1 Nov 2007 to 19 Jan 2018)
  • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 27 May 2016)
• Albert Fuss

  IRN AXF01227

  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF27 Investment Management (31 May 2006 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 30 Mar 2012)
  • CF3 Chief Executive (1 Dec 2001 to 1 Aug 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Aug 2007)
• Alexander Von Muhlen

  IRN AXV01222

  • [FCA CF] Significant management (11 Mar 2021 to 9 Jan 2023)
  • [FCA CF] Client dealing (11 Mar 2021 to 9 Jan 2023)
  • [FCA CF] Manager of certification employee (11 Mar 2021 to 9 Jan 2023)
  • [FCA CF] Material risk taker (11 Mar 2021 to 9 Jan 2023)
  • CF10 Compliance Oversight (27 Jul 2016 to 1 Oct 2018)
  • CF30 Customer (28 Aug 2008 to 8 Dec 2019)
• Alexandra Kyllikki Fraser

  IRN AKF01025

  • CF21 Investment Adviser (4 Dec 2004 to 30 Jun 2007)
• Andrew Bailey Thomas Cade

  IRN ABC01035

  • CF30 Customer (23 Nov 2009 to 1 Nov 2013)
• Andrew Gordon Scott

  IRN AGS01136

  • [FCA CF] Client dealing (since 11 Mar 2021)
  • [FCA CF] Material risk taker (since 11 Mar 2021)
  • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
• Andrew John Gibson

  IRN AJG01149

  • [FCA CF] Significant management (since 11 Mar 2021)
  • [FCA CF] Material risk taker (since 11 Mar 2021)
  • [FCA CF] Manager of certification employee (since 11 Mar 2021)
  • [FCA CF] Client dealing (since 11 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (19 May 2016 to 8 Dec 2019)
  • CF1 Director (7 Jul 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

• True Partner Capital UK LLP (no longer appointed)

  FRN 969717 · Appointed 13 Feb 2022 · Until 30 Jun 2024

• Robert Kavanagh (no longer appointed)

  FRN 917633 · Appointed 1 Dec 2019 · Until 9 Mar 2022

• Niklas Johannes Hainlein (no longer appointed)

  FRN 787527 · Appointed 24 Aug 2017 · Until 24 Jul 2018

• Shenkman Capital Management Ltd (no longer appointed)

  FRN 501726 · Appointed 29 May 2009 · Until 14 Feb 2013 · Tied agent

No changes recorded yet.