International Asset Management limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
International Asset ManagementSouthwest House 11aRegent StreetLondonWestminsterSW1Y 4LRUNITED KINGDOM- Phone
- +4402077348488
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Complaints Contact
International Asset ManagementSouthwest House 11aRegent StreetLondonWestminsterSW1Y 4LRUNITED KINGDOM- Phone
- +442077348488
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anna Christina Elisabeth Brodendal
IRN ACB01243
- CF30 Customer (1 Feb 2011 to 5 Nov 2012)
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Anthony Lambert Forward
IRN ALF01018
- CF3 Chief Executive (1 Apr 2014 to 25 Apr 2016)
- CF30 Customer (1 Nov 2007 to 17 Jan 2019)
- CF27 Investment Management (31 May 2006 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 1 Aug 2007)
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Antoinette Louise King
IRN ALK01025
- CF10 Compliance Oversight (1 Dec 2001 to 13 Jul 2016)
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Audrey Marie Barry
IRN AMB01299
- CF30 Customer (11 Sep 2008 to 8 Jan 2016)
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Benjamin Quentin Armand Thibaudat
IRN BQT01000
- [FCA CF] Material risk taker (11 Mar 2021 to 31 Aug 2022)
- [FCA CF] Client dealing (11 Mar 2021 to 31 Aug 2022)
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Bernard Simon Minsky
IRN BSM01022
- CF30 Customer (1 Nov 2007 to 3 Aug 2012)
- CF21 Investment Adviser (5 May 2004 to 31 Oct 2007)
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CHRISTOPHER TIPLER
IRN CXT00450
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Client dealing (since 1 Jan 2023)
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Carla Garcia de Leaniz Suarez
IRN CXG01823
- CF30 Customer (13 Feb 2017 to 8 Dec 2019)
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Catherine Mary Gillespie
IRN CXG01198
- CF21 Investment Adviser (1 Feb 2002 to 3 Oct 2003)
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Cedric Segers
IRN CXS00805
- [FCA CF] Significant management (13 May 2021 to 24 Oct 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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True Partner Capital UK LLP (no longer appointed)
FRN 969717 · Appointed 13 Feb 2022 · Until 30 Jun 2024
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Niklas Johannes Hainlein (no longer appointed)
FRN 787527 · Appointed 24 Aug 2017 · Until 24 Jul 2018
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Shenkman Capital Management Ltd (no longer appointed)
FRN 501726 · Appointed 29 May 2009 · Until 14 Feb 2013 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.