Alexander Von Muhlen

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arteqin Capital Limited

    FRN 978102

    • SMF16 Compliance Oversight (since 7 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2025)
    • SMF3 Executive Director (since 7 Jan 2025)
    • [FCA CF] Client dealing (1 Apr 2024 to 10 Jan 2025)
    • [FCA CF] Significant management (1 Apr 2024 to 10 Jan 2025)
  • International Asset Management limited (no longer approved here)

    FRN 143893

    • [FCA CF] Significant management (11 Mar 2021 to 9 Jan 2023)
    • [FCA CF] Client dealing (11 Mar 2021 to 9 Jan 2023)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 9 Jan 2023)
    • [FCA CF] Material risk taker (11 Mar 2021 to 9 Jan 2023)
    • CF10 Compliance Oversight (27 Jul 2016 to 1 Oct 2018)
    • CF30 Customer (28 Aug 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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