Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF27 Investment Management (17 Feb 2004 to 13 Apr 2007)
    • CF14 Risk Assessment (15 Dec 2003 to 26 Jul 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Dec 2003 to 6 Nov 2006)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF16 Significant Mgt (Desgntd Investment Business) (15 Dec 2003 to 6 Nov 2006)
    • CF14 Risk Assessment (15 Dec 2003 to 26 Jul 2004)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF21 Investment Adviser (16 Jul 2003 to 2 Oct 2003)
    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 18 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apex Investment Advisers Limited

  2. controlled function added: (33)Employed By at Apex Investment Advisers Limited