Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adam George Benzimra
IRN AGB00058
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Nov 2002)
Adam Hugh Wheeler
IRN AHW01058
- [FCA CF] Material risk taker (31 Jan 2022 to 11 Mar 2024)
- CF30 Customer (25 Apr 2018 to 8 Dec 2019)
Ajay Dayal
IRN AXD01380
- CF21 Investment Adviser (24 Jun 2003 to 31 Jul 2003)
- CF22 Investment Adviser (Trainee) (11 Mar 2002 to 24 Jun 2003)
Alan Christopher Dunk
IRN ACD01029
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2003)
Alan Jack Behen
IRN AXB01112
- SMF9 Chair of the Governing Body (since 14 Jul 2023)
- Director of firm who is not a certification employee or a SMF manager (27 Jul 2022 to 13 Jul 2023)
Alasdair Anderson
IRN AXA01124
- CF21 Investment Adviser (26 Oct 2002 to 27 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Oct 2002)
Alexander Campbell Sutherland
IRN ACS01189
- SMF2 Chief Finance (since 9 Dec 2019)
- CF28 Systems and controls (3 May 2018 to 8 Dec 2019)
Alexander James Stewart Harley
IRN AJH01672
- CF30 Customer (22 Nov 2016 to 8 Dec 2019)
Alexander Raphael Schicho
IRN ARS01159
- CF30 Customer (20 Dec 2017 to 8 Dec 2019)
Alice Jane Crabb
IRN AJW01223
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.