Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Jan 2025)
    • [FCA CF] Material risk taker (since 31 Jan 2025)
    • [FCA CF] Client dealing (since 31 Jan 2025)
    • SMF1 Chief Executive (since 31 Jan 2025)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • [FCA CF] Material risk taker (31 Jan 2022 to 11 Mar 2024)
    • CF30 Customer (25 Apr 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • [FCA CF] Material risk taker (31 Jan 2022 to 11 Mar 2024)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • CF30 Customer (25 Apr 2018 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2024)
    • CF30 Customer (25 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.