Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Baring Asset Management Limited
FRN 170601
- Responsible for Insurance Distribution (since 20 Feb 2025)
- SMF2 Chief Finance (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (17 Jun 2019 to 8 Dec 2019)
- CF28 Systems and controls (3 May 2018 to 8 Dec 2019)
-
Baring International Investment Limited
FRN 122628
- SMF3 Executive Director (since 9 Oct 2021)
- SMF2 Chief Finance (since 9 Dec 2019)
- CF28 Systems and controls (3 May 2018 to 8 Dec 2019)
-
Baring Fund Managers Limited
FRN 119187
- SMF2 Chief Finance (since 9 Dec 2019)
- CF28 Systems and controls (3 May 2018 to 8 Dec 2019)
-
BARINGS (U.K.) LIMITED
FRN 194662
- SMF3 Executive Director (since 9 Dec 2019)
- SMF2 Chief Finance (since 9 Dec 2019)
- CF1 Director (17 Jun 2019 to 8 Dec 2019)
- CF28 Systems and controls (3 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.