Baring Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Amanda June Harris
IRN AJH01212
- CF26 Customer Trading (1 Dec 2001 to 3 Oct 2002)
Andrew Benton
IRN AXB01371
- CF30 Customer (12 Nov 2016 to 30 Nov 2016)
Andrew Clyde Stewart
IRN ACS01076
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Andrew Goody
IRN AXG01754
- CF30 Customer (1 Nov 2007 to 10 Mar 2014)
- CF26 Customer Trading (2 Nov 2006 to 31 Oct 2007)
Andrew Jeremy Raisman
IRN AJR01156
- CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2003)
Andrew John Murray
IRN AJM01797
- CF30 Customer (26 Oct 2017 to 8 Dec 2019)
Andrew Joseph Lennon
IRN AXL19492
- SMF24 Chief Operations (9 Dec 2019 to 1 Jan 2021)
- CF29 Significant management (8 Oct 2019 to 8 Dec 2019)
Andrew Mark Fairbanks Smith
IRN AMF01040
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Andrew Philip Godson
IRN APG01059
- CF30 Customer (10 Jul 2018 to 31 Oct 2018)
- CF29 Significant management (10 Jul 2018 to 31 Oct 2018)
Andrew Vincent Keith Edgington
IRN AVE01006
- CF16 Significant Mgt (Desgntd Investment Business) (9 Dec 2003 to 12 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.