Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Angelina Chueh
IRN AMC01079
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
Angus Sutherland Hamish Woolhouse
IRN ASW00044
- CF1 Director (9 May 2013 to 1 Sep 2016)
Annabel Clare Gillard
IRN ACG01035
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Anthony Sciacca
IRN AXS17992
- CF29 Significant management (1 Oct 2019 to 8 Dec 2019)
Anthony Standish
IRN AXS01692
- CF26 Customer Trading (1 Dec 2001 to 3 Jan 2007)
Benjamin Richard Etienne Greene
IRN BRG01019
- CF1 Director (18 Dec 2017 to 23 May 2019)
Brian Kumbirai Mangwiro
IRN BKM01029
- CF30 Customer (7 Jul 2018 to 8 Dec 2019)
Brian William Mitchell
IRN BWM01011
- CF30 Customer (1 Nov 2007 to 1 Jan 2010)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Carl Graham Wilmore
IRN CGW01074
- CF30 Customer (28 Nov 2016 to 8 Dec 2019)
Caroline Finch Mandeville
IRN CXM00214
- SMF18 Other Overall Responsibility (since 21 Apr 2021)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.