Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Catherine Ann Bowmar
IRN CAB01242
- CF1 Director (28 Jun 2011 to 31 Jan 2013)
- CF29 Significant management (27 Mar 2009 to 31 Jan 2013)
Catherine Eileen Jane Bennett
IRN CEB01069
- CF22 Investment Adviser (Trainee) (30 Mar 2004 to 10 Sep 2004)
Catherine Louise Edwards
IRN CLE01017
- CF21 Investment Adviser (12 Jun 2003 to 15 Dec 2004)
- CF22 Investment Adviser (Trainee) (31 Oct 2002 to 12 Jun 2003)
Charles Anthony Jolyon Weeks
IRN CAW01063
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Sep 2023)
- [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
- CF29 Significant management (12 Jul 2018 to 8 Dec 2019)
Charlotte Lindy Louise Rogers
IRN CLR01028
- CF21 Investment Adviser (13 Jun 2002 to 19 Sep 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2002)
Christopher Gerald Biggins
IRN CGB01037
- CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
- CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
- CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
- CF1 Director (25 Oct 2006 to 11 Jan 2019)
Christopher James Burgess
IRN CJB01215
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Jul 2003)
Christopher John Cade
IRN CJC01104
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
Christopher Luke Ellis
IRN CLE01046
- CF30 Customer (29 Aug 2018 to 8 Dec 2019)
Christopher Michael Sawyer
IRN CMS01168
- [FCA CF] Material risk taker (since 14 Aug 2023)
- CF30 Customer (24 Apr 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.