Christopher Michael Sawyer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited

    FRN 122628

    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Material risk taker (since 10 Jul 2024)
    • [FCA CF] Client dealing (since 10 Jul 2024)
    • [FCA CF] Algorithmic trading (10 Jul 2024 to 11 Jul 2024)
    • SMF18 Other Overall Responsibility (14 Aug 2023 to 9 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Aug 2023)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Baring Asset Management Limited

    FRN 170601

    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Material risk taker (since 10 Jul 2024)
    • [FCA CF] Client dealing (since 10 Jul 2024)
    • SMF18 Other Overall Responsibility (14 Aug 2023 to 9 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Aug 2023)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED

    FRN 194662

    • [FCA CF] Material risk taker (since 10 Jul 2024)
    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Client dealing (since 10 Jul 2024)
    • [FCA CF] Algorithmic trading (10 Jul 2024 to 11 Jul 2024)
    • SMF18 Other Overall Responsibility (14 Aug 2023 to 9 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Aug 2023)
    • CF30 Customer (7 Jul 2009 to 8 Dec 2019)
  • Baring Fund Managers Limited

    FRN 119187

    • [FCA CF] Material risk taker (since 14 Aug 2023)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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