Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
- CF11 Money Laundering Reporting (2 Apr 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Apr 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
- CF10 Compliance Oversight (2 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Apr 2019 to 8 Dec 2019)
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- CF10 Compliance Oversight (30 Nov 2016 to 3 Jan 2019)
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- CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
- CF1 Director (25 Oct 2006 to 11 Jan 2019)
- CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
- CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
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- CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
- CF1 Director (1 May 2008 to 11 Jan 2019)
- CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
- CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
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- CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
- CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
- CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
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- CF10 Compliance Oversight (20 Oct 2004 to 6 Oct 2006)
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- CF10 Compliance Oversight (11 Nov 2002 to 6 Oct 2006)
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- CF10 Compliance Oversight (8 May 2002 to 6 Oct 2006)
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- CF10 Compliance Oversight (1 Dec 2001 to 6 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.