Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
    • CF11 Money Laundering Reporting (2 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2019 to 8 Dec 2019)
  • Insight Investment International Limited (no longer approved here)

    FRN 416024

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
    • CF10 Compliance Oversight (2 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2019 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF10 Compliance Oversight (30 Nov 2016 to 3 Jan 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
    • CF1 Director (25 Oct 2006 to 11 Jan 2019)
    • CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
    • CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
    • CF1 Director (1 May 2008 to 11 Jan 2019)
    • CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
    • CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF28 Systems and controls (30 Jan 2009 to 19 Dec 2016)
    • CF10 Compliance Oversight (25 Oct 2006 to 3 Jan 2019)
    • CF11 Money Laundering Reporting (25 Oct 2006 to 5 Feb 2016)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF10 Compliance Oversight (20 Oct 2004 to 6 Oct 2006)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF10 Compliance Oversight (11 Nov 2002 to 6 Oct 2006)
  • RJD Partners Limited (no longer approved here)

    FRN 208588

    • CF10 Compliance Oversight (8 May 2002 to 6 Oct 2006)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • CF10 Compliance Oversight (1 Dec 2001 to 6 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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