Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Significant management (22 Jun 2023 to 5 Sep 2023)
    • SMF18 Other Overall Responsibility (17 Mar 2022 to 21 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (12 Jul 2018 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Manager of certification employee (22 Jun 2023 to 5 Sep 2023)
    • [FCA CF] Material risk taker (22 Jun 2023 to 5 Sep 2023)
    • SMF18 Other Overall Responsibility (17 Mar 2022 to 21 Jun 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (12 Jul 2018 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Sep 2023)
    • CF29 Significant management (12 Jul 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Sep 2023)
    • CF29 Significant management (12 Jul 2018 to 8 Dec 2019)
  • Smedvig Capital Limited (no longer approved here)

    FRN 185901

    • CF27 Investment Management (13 May 2004 to 16 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.