Charlotte Lindy Louise Rogers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atrato Partners Limited (no longer approved here)

    FRN 830613

    • [FCA CF] Client dealing (27 Aug 2020 to 7 Mar 2023)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 7 Mar 2023)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF4 Partner (AR) (3 May 2019 to 7 Oct 2019)
    • CF30 Customer (29 Jan 2019 to 7 Oct 2019)
  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • CF30 Customer (15 Mar 2016 to 10 May 2018)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF30 Customer (2 Apr 2012 to 18 Mar 2014)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (13 Jun 2002 to 19 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2002)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF21 Investment Adviser (13 Jun 2002 to 19 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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