Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 May 2021)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 May 2021)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (6 Nov 2009 to 8 Dec 2019)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF1 Director (18 Dec 2017 to 23 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.