Andrew Mark Fairbanks Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sarasin & Partners LLP
FRN 475111
- [FCA CF] Client dealing (since 28 Jul 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (2 Jan 2008 to 8 Dec 2019)
- CF4 Partner (2 Jan 2008 to 8 Dec 2019)
SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF30 Customer (11 Dec 2012 to 8 Dec 2019)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF27 Investment Management (2 Jul 2002 to 24 Jul 2007)
- CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2002)
Baring Fund Managers Limited (no longer approved here)
FRN 119187
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF27 Investment Management (1 Dec 2001 to 8 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.